1RWLFH ,QDFRQWLQXLQJHIIRUWWRLPSURYHWKHTXDOLW\RIRXUSURGXFWVWHFKQLFDODQGHQYLURQPHQWDOLQIRUPDWLRQ LQWKLVGRFXPHQWLVVXEMHFWWRFKDQJHZLWKRXWQRWLFH 7KLVPDQXDODQGDQ\H[DPSOHVFRQWDLQHGKHUHLQDUHSURYLGHGіDVLVґ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